17 April 2014

MiFID

Archive for: September, 2009
a non-active Finextra member

Trade Reporting; all at sea

17 September 2009  |  3062 views  |  0  |  Recommends 0

You would have though that trade reporting would be a simple thing with the regulatory organisation specifying what they wanted reported, by what medium, by whom and when but this is all too simplistic for today's markets. A discussion with one of the UK's top firm's compliance officers this week opened my eyes to the sheer lunacy of regulatory r...

TagsPost-trade & opsWholesale banking
a non-active Finextra member

Recovery or blip

15 September 2009  |  3421 views  |  0  |  Recommends 0

There are certainly plenty of positive noises coming out of SIBOS and a real feel that the worst of the financial and economic crisis is over but is this flag waving just a bit to soon and overly optimistic? Over the last six months we have seen many indicators that the economies of the USA, the EU, Japan and China are doing far better than expect...

TagsDealing roomsTrade execution
More blog posts
a non-active Finextra member

MiFID: Back to square one

11 September 2009  |  3649 views  |  0  |  Recommends 0

Recent surveys appear to show that the buy side and investors are getting a real raw deal with MiFID. Wealth managers are feeling the pinch with so many new trading venues to connect to even to have ...

TagsDealing roomsTrade execution
Previous 1 Next
 
1,481
Active bloggers
30,951
Members
7,544
Posts
10,073
Comments

Top bloggers: 30 days

There are no Top items for the last 30 days.

Who is commenting on MiFID posts

Gary Wright
Bruce Bland
Iosif Itkin
Slava Gnevko
Nick Ogden
Stephen Wilson
Richard Self
Ali Pichvai