22 December 2014

Financial Services Regulation

A Finextra Community Group

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Archive for: August, 2011
Curtis NashCognia - London

Summer time and the trading is easy... next year

31 August 2011  |  3362 views  |  0  |  Recommends 0

FSA mobile recording compliance and the working holiday. It’s August and the City has that almost peaceful summer feel, as its workers migrate to hotter climes for their “Worlidays”. Worlidays, a name created by Lucy Kellaway describes the sort of holidays many of us take these days, not least traders and customer teams in investment banking: not a...

TagsDealing roomsWholesale banking
Gaurav HandaOracle Financial Services - Redwood Shores

European Banks Prepare for Possible Basel III Redux

05 August 2011  |  4687 views  |  0  |  Recommends 0

It has been said, “Those who fail to learn from history are doomed to repeat it,” and as recent events have demonstrated, many European banks held too little loss-absorbing capital to allow for the risks being run not only in extreme adverse conditions, but in some of the more vanilla activities, as well. The Irish mortgage market is a prime examp...

TagsRisk & regulation
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Founded by Anthony Carfang
Date 01 Jul 2010
Group profile
This network is for financial professionals interested in staying up to date on financial services regulation happening anywhere in the world. CFOs, bankers, fund managers, treasurers welcome.
 
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