16 September 2014

MiFID

Archive for: August, 2007
Elton Canewriter & tech geek - Brisbane

MiFID and electronic signatures

07 August 2007  |  2923 views  |  0  |  Recommends 0

I participated in a roundtable recently held by compliance vendor NetConsent. It was a fairly broad-ranging discussion about how digital certificate and e-signature solutions have evolved and been adopted (or not, as the case may be) by businesses and governments over the past 10 years. One interesting example that came up is the way the Swedi...

TagsDealing roomsWholesale banking
Elton Canewriter & tech geek - Brisbane

Market data boom part 2 - more numbers

02 August 2007  |  2519 views  |  0  |  Recommends 1

Following on from Chris Pickle's response to the recent TowerGroup study on regulation-driven market data volume growth, it was interesting to note Datamonitor's similar report being published this week. It refers to market data volumes doubling annually (which is something that is apparently happening already without MiFID and Reg NMS). And it ...

TagsDealing roomsTrade execution
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John CantMPI Europe Ltd - London

MiFID - gunpowder, treason and plot

02 August 2007  |  2126 views  |  0  |  Recommends 0

The FSA have proposed this week that the cutover date for MiFID transaction reporting should move from 1st November to 5th November (i.e. to a more conventional Monday go live date) giving more time o...

TagsTrade executionWholesale banking
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