23 October 2014

Financial Services Regulation

Archive for: June, 2011
Curtis NashCognia - London

EU cracks down on market abuse while US leaves the door open

25 June 2011  |  4727 views  |  0  |  Recommends 0

Earlier this month the Financial Times reported that UK market regulators fined a commodities broker for “market abuse” for the first time—a sign that the Financial Services Authority is cracking down on price manipulation. (http://on.ft.com/iuSz1S) In the US, the banking industry has been captivated by last month’s prosecution of Raj Rajaratnam o...

TagsDealing roomsRisk & regulation
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