22 July 2014

Financial Services Regulation

Archive for: June, 2011
Curtis NashCognia - London

EU cracks down on market abuse while US leaves the door open

25 June 2011  |  4617 views  |  0  |  Recommends 0

Earlier this month the Financial Times reported that UK market regulators fined a commodities broker for “market abuse” for the first time—a sign that the Financial Services Authority is cracking down on price manipulation. (http://on.ft.com/iuSz1S) In the US, the banking industry has been captivated by last month’s prosecution of Raj Rajaratnam o...

TagsDealing roomsRisk & regulation
Previous 1 Next
 
1,450
Active bloggers
31,558
Members
7,828
Posts
10,687
Comments

Top bloggers: 30 days

There are no Top items for the last 30 days.

Who is commenting on Financial Services Regulation posts

Abhishek Bisen
Ketharaman Swaminathan
Neil Crammond
Gary Wright
Christopher Mc Carthy
Michael Nuciforo
Matt White
Nikhil Mittal