28 November 2014

Financial Services Regulation

Archive for: February, 2011
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Mobile recording: now is time to act

24 February 2011  |  5052 views  |  0  |  Recommends 0

So, after all the expectation, it’s happened. With its Revised Policy Statement (10/17), the Financial Services Authority (FSA) has removed the initial exemption for mobile calls and texts. As of 14 November 2011, therefore, financial service businesses must record all relevant electronic communications involving the giving of advice or taking o...

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