17 September 2014

MiFID

Archive for: February, 2007
John CantMPI Europe Ltd - London

Simplicity brings better Compliance

27 February 2007  |  2989 views  |  0  |  Recommends 0

At MPIE we recently provided input to a whitepaper from NetApp - a leading unified storage solutions supplier - on compliance trends and how to reduce the risk and costs of their impact. I will leave you to judge the specific merits of the NetApp solution, but the general principles are clear. By understanding and designing for the wider compli...

TagsRisk & regulationWholesale banking
Paul PenroseFinextra - London

McCreevy wakes to MiFID 'nightmare'

20 February 2007  |  3475 views  |  0  |  Recommends 0

EU internal market commissioner Charlie McCreevy says the dream of a single Europe-wide rule book for equity market trading runs the risk of becoming a "practical nightmare", as euro zone regulators adopt their own distinct MiFID enforcement and compliance guidelines. Speaking at a high level City event organised by the UK Treasury, Mc...

TagsDealing roomsTrade execution
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