21 December 2014

MiFID

A Finextra Community Group

63Posts 245,461Views 40Comments

Latest blog posts

Archive for: October, 2012
a non-active Finextra member

Can you really test ethical behaviour?

24 October 2012  |  7181 views  |  0  |  Recommends 0

I have never known ethics to be talked about so much as in the last year or two and we all know why. However, I was intrigued the other day when the Chartered Institute of Investment Services (CISI) (of which I am a founder member having been grandfathered in through my Stock Exchange membership) sent me an email stating that from next year all me...

TagsRisk & regulationWholesale banking
a non-active Finextra member

Ratings gone quiet or the lull before the calm

18 October 2012  |  2801 views  |  0  |  Recommends 0

Since LIBOR broke into media frenzy territory the noise around ratings has gone pretty quiet. Although we have seen the appointment of Kevin Milne one of the City’s best assets by RVS the Singaporean headquartered Rate Validation Services benchmarking company and we have had Martin Wheatley the UKs regulatory great hope, if not quite yet saviour, ...

TagsRisk & regulationPost-trade & ops
More blog posts
a non-active Finextra member

Getting to grips with Rogue Traders

17 October 2012  |  3314 views  |  1  |  Recommends 0

At a City forum yesterday a representative from the FSA presented the seventeen definitions behind the operational risk management principles, which financial services firms are expected to practice t...

TagsTrade executionRisk & regulation
Previous 1 Next

About this group join  Join us

Founded by Robert Fuller
Date 16 Feb 2007
Group profile
A place to discuss MiFID
 
1,272
Active bloggers
24,685
Members
8,344
Posts
11,689
Comments

Top bloggers: 30 days

Most viewed Engaging

There are no top bloggers for the last 30 days.

Who is commenting on MiFID posts

Gary Wright
Bruce Bland
Iosif Itkin
Slava Gnevko
Nick Ogden
Stephen Wilson
Richard Self
Ali Pichvai
Terry Boyland
Dean Procter
Steve Ellis
Siddharth Udani