16 April 2014

Stuart Clark

Stuart ClarkImpendium Systems - London

FCA publishes Hedge fund report

21 hours ago  |  297 views  |  0  |  Recommends 0

The Financial Conduct Authority (FCA) has published a report setting out the findings from its hedge fund survey based on data received from 49 management firms. The data is intended to inform FCA’s approach to monitoring and managing risk in the investment industry. The survey includes information on: · the size and scale of the hedge ...

GroupFinancial Services Regulation
Stuart ClarkImpendium Systems - London

FCA GABRIEL reporting system ready for CRD IV submissions

15 April 2014  |  357 views  |  0  |  Recommends 0

The Financial Conduct Authority (FCA) has published a communication sent to firms on 17 March 2014 to inform them that the GABRIEL reporting system is ready to receive submissions for common reporting (COREP) and financial reporting (FINREP) from 1 April 2014. As the FCA is making changes to reporting schedules in another system, firms are reque...

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Stuart ClarkImpendium Systems - London

BCBS finalises approach of derivatives-related transactions

14 April 2014  |  357 views  |  0  |  Recommends 0

The Basel Committee (BCBS) has published a final standard on the treatment of derivatives-related transactions in its capital adequacy framework. This applies to OTC derivatives, exchange-traded deri...

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Stuart ClarkImpendium Systems - London

CFTC analyses data sent to trade repositories

14 April 2014  |  508 views  |  0  |  Recommends 0

The Commodities and Futures Trading Commission (CFTC) together with the US Office of Financial Research (OFR) have announced that they are commencing a joint project to enhance the quality, types and ...

GroupFinancial Services Regulation
Stuart ClarkImpendium Systems - London

ESAs consults on supervision of financial conglomerates

11 April 2014  |  595 views  |  0  |  Recommends 0

The Joint Committee of the three European Supervisory Authorities (ESAs) has published a consultation on the guidelines to clarify and enhance cooperation between competent authorities on a cross-bord...

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Stuart ClarkImpendium Systems - London

Budget changes for Solvency II compliant instruments

10 April 2014  |  532 views  |  0  |  Recommends 0

In the budget the Government announced that it will amend section 221 of the Finance Act to ensure regulations can be made to set out the tax treatment of Solvency II compliant capital instruments in ...

Stuart ClarkImpendium Systems - London

ESMA lists authorised CCPs and OTC subject to clearing

10 April 2014  |  471 views  |  0  |  Recommends 0

derivatives which may be subject to the clearing obligation under EMIR Following the authorisation of Nasdaq OMX Clearing AB as the first EU-based central counterparty (CCP) under the European Marke

GroupFinancial Services Regulation
Stuart ClarkImpendium Systems - London

PRA explains use of BMA data in Solvency II supervision

09 April 2014  |  528 views  |  0  |  Recommends 0

The Bank of England has published an article by members of the PRA’s Policy Division on the role of business model analysis (BMA) in the supervision of insurers. This is in the “Topical Articles” sec...

GroupFinancial Services Regulation
Stuart ClarkImpendium Systems - London

PRA consults on calculation of technical provisions

09 April 2014  |  613 views  |  0  |  Recommends 0

The Prudential Regulation Authority (PRA) has published a consultation paper seeking views from general insurers on a draft supervisory statement which sets out the PRA’s expectations in relation to t...

GroupFinancial Services Regulation
Stuart ClarkImpendium Systems - London

Securities financing transactions to be more transparent

08 April 2014  |  380 views  |  0  |  Recommends 0

The House of Commons European Scrutiny Committee has discussed the EU draft Regulation on reporting and transparency of securities financing transactions (SFT Regulation). This details the Government...

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