25 January 2015

Stuart Clark

Stuart ClarkImpendium Systems - London

EIOPA chair calls for extended powers of inquiry

06 May 2014  |  835 views  |  0  |  Recommends 0

The Chairman of the European Insurance and Occupational Pensions Authority (EIOPA), has given a speech on “The road to a true single market in financial services”. In respect of the challenges for cross-border business and promoting convergence in EU supervisory practices he called on Member States to ensure that their supervisory authorities are...

GroupFinancial Services Regulation
Stuart ClarkImpendium Systems - London

ESAs issue RTS for non-centrally cleared OTC derivatives

01 May 2014  |  1105 views  |  0  |  Recommends 0

The European Supervisory Authorities (ESAs) have launched a consultation on draft Regulatory Technical Standards (‘RTS') covering: the risk management procedures for counterparties to non-centrally cleared OTC derivatives - prescribing that counterparties apply robust risk mitigation techniques to their bilateral relationships, which will include ...

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Stuart ClarkImpendium Systems - London

CFTC provides no action relief for swaps traded on MTFs

29 April 2014  |  750 views  |  0  |  Recommends 0

The Commodity Futures Trading Commission (CTFC) has announced that the new replacement no action letter for swaps traded on Multliateral Trading Facilities (MTFs) contains notable clarifications seek...

GroupFinancial Services Regulation
Stuart ClarkImpendium Systems - London

Regulators work on OTC cross-border implementation issues

22 April 2014  |  889 views  |  0  |  Recommends 0

The OTC Derivatives Regulators Group (ODRG) (which includes principals from regulators worldwide with responsibility for over-the-counter (OTC) derivatives regulation) has produced its first report (p...

GroupFinancial Services Regulation
Stuart ClarkImpendium Systems - London

ESMA sets out supervisory monitoring of TRs under EMIR

17 April 2014  |  854 views  |  0  |  Recommends 0

The European Securities and Markets Authority (ESMA) has published a summary of its supervisory work plan 2014 in relation to trade repositories (TRs) authorised under the European Markets Infrastruct...

GroupFinancial Services Regulation
Stuart ClarkImpendium Systems - London

FCA GABRIEL reporting system ready for CRD IV submissions

15 April 2014  |  684 views  |  0  |  Recommends 0

The Financial Conduct Authority (FCA) has published a communication sent to firms on 17 March 2014 to inform them that the GABRIEL reporting system is ready to receive submissions for common reporting...

GroupFinancial Services Regulation
Stuart ClarkImpendium Systems - London

EC response on classification of financial instruments

11 April 2014  |  821 views  |  0  |  Recommends 0

On 20 March 2014 ESMA published the European Commission’s (EC) response (dated 26 February 2014) to ESMA’s letter of 14 February 2014 regarding the classification of financial instruments as derivativ...

GroupFinancial Services Regulation
Stuart ClarkImpendium Systems - London

PRA consults on calculation of technical provisions

09 April 2014  |  1270 views  |  0  |  Recommends 0

The Prudential Regulation Authority (PRA) has published a consultation paper seeking views from general insurers on a draft supervisory statement which sets out the PRA’s expectations in relation to t...

GroupFinancial Services Regulation
Stuart ClarkImpendium Systems - London

Securities financing transactions to be more transparent

08 April 2014  |  658 views  |  0  |  Recommends 0

The House of Commons European Scrutiny Committee has discussed the EU draft Regulation on reporting and transparency of securities financing transactions (SFT Regulation). This details the Government...

GroupFinancial Services Regulation
Stuart ClarkImpendium Systems - London

Commission adopts nine RTS under CRD IV

08 April 2014  |  754 views  |  0  |  Recommends 0

The European Commission has adopted nine directly applicable regulatory technical standards (RTS) required by the Capital Requirements Regulation and the CRD IV Directive (together known as CRD IV). ...

GroupFinancial Services Regulation
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