10 February 2016

Stuart Clark

Stuart ClarkImpendium Systems - London

ESAs issue RTS for non-centrally cleared OTC derivatives

01 May 2014  |  1450 views  |  0  |  Recommends 0

The European Supervisory Authorities (ESAs) have launched a consultation on draft Regulatory Technical Standards (‘RTS') covering: the risk management procedures for counterparties to non-centrally cleared OTC derivatives - prescribing that counterparties apply robust risk mitigation techniques to their bilateral relationships, which will include ...

GroupFinancial Services Regulation
Stuart ClarkImpendium Systems - London

ESMA sets out supervisory monitoring of TRs under EMIR

17 April 2014  |  1084 views  |  0  |  Recommends 0

The European Securities and Markets Authority (ESMA) has published a summary of its supervisory work plan 2014 in relation to trade repositories (TRs) authorised under the European Markets Infrastructure Regulation (EMIR). The bulk of activities for 2014 are expected to be of a desk based on-going supervisory nature (although detail on ESMA’s abili...

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Stuart ClarkImpendium Systems - London

BCBS finalises approach of derivatives-related transactions

14 April 2014  |  1144 views  |  0  |  Recommends 0

The Basel Committee (BCBS) has published a final standard on the treatment of derivatives-related transactions in its capital adequacy framework. This applies to OTC derivatives, exchange-traded deri...

GroupFinancial Services Regulation
Stuart ClarkImpendium Systems - London

ESAs consults on supervision of financial conglomerates

11 April 2014  |  1049 views  |  0  |  Recommends 0

The Joint Committee of the three European Supervisory Authorities (ESAs) has published a consultation on the guidelines to clarify and enhance cooperation between competent authorities on a cross-bord...

GroupFinancial Services Regulation
Stuart ClarkImpendium Systems - London

EC response on classification of financial instruments

11 April 2014  |  951 views  |  0  |  Recommends 0

On 20 March 2014 ESMA published the European Commission’s (EC) response (dated 26 February 2014) to ESMA’s letter of 14 February 2014 regarding the classification of financial instruments as derivativ...

GroupFinancial Services Regulation
Stuart ClarkImpendium Systems - London

Budget changes for Solvency II compliant instruments

10 April 2014  |  904 views  |  0  |  Recommends 0

In the budget the Government announced that it will amend section 221 of the Finance Act to ensure regulations can be made to set out the tax treatment of Solvency II compliant capital instruments in ...

Stuart ClarkImpendium Systems - London

PRA consults on calculation of technical provisions

09 April 2014  |  2312 views  |  0  |  Recommends 0

The Prudential Regulation Authority (PRA) has published a consultation paper seeking views from general insurers on a draft supervisory statement which sets out the PRA’s expectations in relation to t...

GroupFinancial Services Regulation
Stuart ClarkImpendium Systems - London

Commission adopts nine RTS under CRD IV

08 April 2014  |  1083 views  |  0  |  Recommends 0

The European Commission has adopted nine directly applicable regulatory technical standards (RTS) required by the Capital Requirements Regulation and the CRD IV Directive (together known as CRD IV). ...

GroupFinancial Services Regulation
Stuart ClarkImpendium Systems - London

Pre-LOU prefixes for pre-LEI issuance published

04 April 2014  |  1049 views  |  0  |  Recommends 0

The Regulatory Oversight Committee (ROC) of the global legal entity identifier (LEI) system has published a document setting out the four digit random number prefixes provided to sponsored pre-LOU sol...

GroupFinancial Services Regulation
Stuart ClarkImpendium Systems - London

EIOPA updates submission of information to NCAs

03 April 2014  |  853 views  |  0  |  Recommends 0

The European Insurance and Occupational Pensions Authority (EIOPA) has updated its questions and answers (Q&As) on the submission of information to national competent authorities (NCAs) in connect...

GroupFinancial Services Regulation
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