28 August 2014

67470

Robert PowellEtrali Trading Solutions - London

Bringing Surveillance to Europe

26 June 2014  |  869 views  |  0  |  Recommends 0

Proposed investor protection requirements in Europe represent a seismic shift in the way that European regulated firms deal with records retention. European compliance officers are facing a raft of new proposals driven by MIFID II. These range from transparency and data publication through to investor protection mandates. Inside the investor prote...

TagsRisk & regulationInnovation
Robert PowellEtrali Trading Solutions - London

The changing mobile recording landscape

16 September 2013  |  1245 views  |  0  |  Recommends 0

With mobile and electronic communication fast exceeding the fixed line phone, the way we connect with each other is changing. Regulators have recognised this to be true within financial markets as well as everyday life and responded with updated rules requiring regulated firms to record all forms of communication and trading information. Under th...

TagsRisk & regulationInnovation
Previous 1 Next
 
1,412
Active bloggers
29,015
Members
7,959
Posts
10,868
Comments

Top bloggers: 30 days

Most viewed Engaging
Elizabeth Lumley

I am the multimedia and special projects...

Robert Siciliano

Security analyst, published author, tele...

Brett King

Brett King is an Amazon bestselling auth...

Alex Bray

Business owner of the channel aspects of...

Asif Faruque

I am a reporter at Finextra.

Who is commenting on these posts

Ketharaman Swaminathan
Martin cox
Brett King
Derek Corcoran
Mark Sitkowski
Marcelo Delima
Andrei Charniauski
Douglas Hartung
Kartik Chaturvedi
Robert Siciliano
Boris Taratine
Simon Taylor

Robert's blog archive

June 2014 (1)2013 (1)