02 September 2014

Chris Pickles

Chris PicklesConsultant - England

E-Identification is the next major crossroads

11 June 2014  |  966 views  |  0  |  Recommends 0

One of the most important topics addressed here at EBAday this week has been E-Identification. It's the kind of topic that could be swept into the "techy" drawer by many bankers, but it's probably the most critical change that all firms are going to face for the next 10 years and beyond in our interconnected world. It would be impossibl...

TagsSecurityRisk & regulation
Chris PicklesConsultant - England

Customering - not Banking

10 June 2014  |  1175 views  |  1  |  Recommends 1

Having a customer focus is contrary to the way that most complex organisations think and operate. During troubled times, that distancing from customers tends to increase: the organisation's focus is on survival and getting its employees to do what's best for the organisation, which is too often not what is best for its customers. Knowing this and...

TagsMobile & onlineRetail banking
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Chris PicklesConsultant - England

ESMA announces consultations on MiFID II reforms

22 May 2014  |  2405 views  |  0  |  Recommends 1

The European Securities and Markets Authority (ESMA) has launched the consultation process for the implementation of the revised Markets in Financial Instruments Directive (MiFID II) and Regulation (M...

TagsTrade executionRisk & regulation
Chris PicklesConsultant - England

Boosting savings - how technology can help

22 May 2014  |  1637 views  |  0  |  Recommends 0

Governments want us to take personal responsibility for our financial futures. They give us incentives to do this – in the UK, ISAs (Individual Savings Accounts) are a prime example of this. Howev...

TagsMobile & onlineRetail banking
Chris PicklesConsultant - England

AIFMD deadline looms in July

20 May 2014  |  1490 views  |  0  |  Recommends 1

There’s just two months to go until the deadline for compliance with AIFMD, the EU’s Alternative Investment Fund Managers Directive. And yet, things seem a little bit too quiet out there, conside...

TagsRisk & regulationPost-trade & ops
Chris PicklesConsultant - England

China joins the global LEI initiative

12 August 2013  |  2213 views  |  0  |  Recommends 0

One of the issues that could have held back the adoption of Legal Entity Identifiers (LEIs) by market participants and regulators has been the question of “who runs the system?” LEIs are going to be ...

TagsSecurityRisk & regulation
Chris PicklesConsultant - England

Venture Capital, Risk Management and the Dealing Room

13 June 2013  |  2470 views  |  0  |  Recommends 1

I remember an old spy book from the 1960s that said “if you notice someone once, it’s chance; if you notice them twice, it’s a coincidence; but if you notice them three times, they’re following you”. ...

TagsSecurityRisk & regulation
Chris PicklesConsultant - England

Vote for FIX for LEIs and CAT NMS

08 February 2013  |  2575 views  |  1  |  Recommends 0

Many of the business processes that are going to need to be changed in order to make use of the new Legal Entity Identifiers are already included in the FIX Protocol that many thousands of investments...

TagsTrade executionPost-trade & ops
Chris PicklesConsultant - England

Proving best-execution compliance for all trades

06 February 2013  |  2694 views  |  1  |  Recommends 0

Despite the growth of automated, electronic trading – whether high-speed or algorithmic or plain vanilla – voice trading is still a key element of markets in most asset classes, and in particular wher...

TagsTrade executionRisk & regulation
Chris PicklesConsultant - England

Who pays a transaction tax?

04 February 2013  |  2298 views  |  2  |  Recommends 0

One sometimes wonders how distanced politicians are from commerce, business and financial services. There is the impression that they have a desire to punish financial institutions for actions that l...

TagsTrade executionPost-trade & ops
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