Archive for: February, 2007
John Cant - MPI Europe Ltd - London | 27/02/2007 | 2705 views
At MPIE we recently provided input to a whitepaper from NetApp - a leading unified storage solutions supplier - on compliance trends and how to reduce the risk and costs of their impact. I will leave you to judge the specific merits of the NetApp solution, but the general principles are clear. By understanding and designing for the wider compliance...
Tags: Risk & regulation, Wholesale banking
Paul Penrose - Finextra - London | 20/02/2007 | 3186 views
EU internal market commissioner Charlie McCreevy says the dream of a single Europe-wide rule book for equity market trading runs the risk of becoming a "practical nightmare", as euro zone regulators adopt their own distinct MiFID enforcement and compliance guidelines.Speaking at a high level City event organised by the UK Treasury, McCree...
Tags: Dealing rooms, Trade execution